Minutes

AAII Orange County Chapter

Monthly Meeting, August 26th, 2006

Oasis Senior Center

800 Marguerite

Corona del Mar, CA 92625

Reported by: Rex Chen

 

Title: How to Fit Options into Your Investing Activities

 

Speaker: Jim Bittman, Senior Instructor the Chicago Board Options Exchange

 

            Chapter President Bob Welge brought the meeting to order at 9:10 am.  Bob drew attention to the availability of the handouts for today’s talk on the back table, and note that Chapter elections are coming up on November 4th, 2006 with displayed ballots listing the announced candidates.  Bob then introduces today’s speaker, Jim Bittman from the Chicago Board Options Exchange and his presentation on How to Fit Options into Your Investing Activities.

            Jim began by describing three types of investors:  long-term, short-term, professional marketers (speculators).  Jim point out a common misconception in the market is that options are only for speculators.  In fact, Jim indicates options can be used by conservative investors, and gives investors many choices and tools besides long, short, and t-bills.  However, Jim noted the differences between stocks and options.  When one owns a stock, they are entitled to its ownership, dividends, and rights to vote in corporate affairs.  However, option is not entitled with ownership; it is simply a contract analogous to insurance policies. 

            For the conservative investors, Jim indicates that buying options can be used as a technique to speculate a stock’s volatility without investing a lot of money.  In general, high volatility stocks have higher option prices than lower volatility stocks due to more fluctuations.  A very good question from the audience asked Jim rather than buying options, why not just put a stop loss limit?  Jim answers that the distinction in putting a stop limit loss is price-dependent while call-option is time-dependent.  Time duration for buying an option can range from 1 week, 1 month, 3 month, and up to 2.5 years.  Jim suggests one type of long-term options called LEAP options, which is often used as a gifting program (e.g. college education for grandchildren). 

Jim then talks about covered call strategy where options are used as income generator similar to earning dividends.  In the covered call strategy, the investor would buy a stock and sell calls to a share-for-share basis to someone else.  When the option expires without getting called, the seller earns income stream paid by the buyer.  In such a scenario, the seller has the obligation to sell, but the buyer only has the right to buy.  Jim recommends that investors should not sell a covered call stock if they may be unwilling to sell, and has emotional attachments to the stock.  Options trading can also be a good IRA strategy since the earnings inside the retirement account are tax deferred.

In summary, options can be used for a number of investment strategies that include going bearish or short a stock but want to limit risk, as well as speculating or protecting a stock or portfolio.  For beginners, Jim suggests investing in an option that lasts at least 60 or 90 days (rather than 30 days or less) to learn the procedures involved with options.  For more information, Jim provided the following Internet websites for the audiences to learn further on the topic. 

·         http://www.coveredcalls.com

·         http://www.poweroptionsplus.com

·         http://www.optionnerd.com

·         http://www.optionstrategist.com

·         http://www.optionexpress.com

 

            Following the conclusion of Jim’s presentation and taking questions from the audiences, Bob adjourned the meeting at 11:00 am.